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Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	New York City, NY, 10001	04 Sep 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Vice President - Senior Investment Management Attorney (J5234)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

Leading international asset management company seeks senior level investment management attorney to provide co...

ERISA, Vice President (R5221)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the...

Sr. Compliance Officer, Risk Management and Training Development (R5224)	Barker & Gilmore, LLC Base & Bonus	New York, NY	27 Aug 08

Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...

Compliance Analyst	BNY Mellon Asset Management DOE	New York, NY, 10166	26 Aug 08

Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...

Compliance Manager	Commerzbank not disclosed	USA-NY-New York City	03 Sep 08

See job description below

Employment Attorney	Credit Suisse not disclosed	USA-NY-New York City	28 Aug 08

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Fixed Income Advisory Compliance Officer - AVP	Deutsche Bank competitive/ DOE	New York, NY, 10005	25 Aug 08

About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...

AVP Compliance Marketing and Advertising Review	Deutsche Bank competitive/ DOE	New York, NY, 10005	11 Aug 08

About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...

Securities Business Auditor	Goldman Sachs N/A	New York, NY, 10038	25 Jul 08

Business Audit Specialists focus on planning and performing audits of business and support units across all ar...

Investment Adviser/Mutual Fund Compliance Administrator	Hyperion Brookfield Asset Management, Inc. Commensurate with experience	New York, NY, 10281	03 Sep 08

Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administra...

Compliance Manager	Legend Global Search, Inc. $140 + 20% Bonus	New York, NY, 10036	06 Sep 08

Compliance Manager - Banking, IT

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	New York, NY, 10036	06 Sep 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	New York, NY, 10036	06 Sep 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Director of Compliance	Michael Page 180,000-300,000	New York, NY, 10174	04 Sep 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Enterprise Account Document Manager	Michael Page 200,000 - 500,000	Manhattan, NY, 10174	03 Sep 08

Senior IT, Legal or Compliance professional with significant experience in document/records management related...

Senior Compliance Officer	Michael Page 150,000 - 250,000	Manhattan, NY, 10174	03 Sep 08

The successful candidate will have experience in drafting and monitoring: existing compliance procedures for ...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	Manhattan, NY, 10174	03 Sep 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

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GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

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PWM Senior Compliance Officer	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

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Commodity Compliance Coverage	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

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Senior Commodity Compliance Coverage - Oil Liquids	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

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Compliance Associate	Street Advisor Group Very Competitive	New York City, NY	05 Sep 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

ISDA Negotiator- Take Control of Your Future	The Boldon Group Excellent	Manhattan, NY, 10036	26 Aug 08

Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a...

Regional Branch Compliance Manager	Not Disclosed 85-100k plus bonus	New York, NY	24 Aug 08

Regional Branch Compliance Manager

Sr. Compliance Officer	Not Disclosed base plus bonus	New York, NY, 10036	08 Aug 08

We are currently recruitng for compliance professionals with 5 plus years of experience with Investment Compa...

Junior Compliance Officer	Not Disclosed 80,000 - 150,000	New York, NY, 10174	03 Sep 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer	Not Disclosed 200,000 - 400,000	New York, NY, 10174	03 Sep 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	03 Sep 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

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